UK INVESTOR DISCLAIMER
UK Investors Non UK Investors
PLEASE READ THIS IMPORTANT LEGAL INFORMATION AND THEN CLICK “ACCEPT” TO CONTINUE.
Important Information
The legal and regulatory information on this website (“Information”) contains terms and conditions which apply to you and includes important information on our companies and applicable risk warnings. We intend to rely on this Information and for your own benefit you should read the Information carefully. If you do not understand any of the Information please do not hesitate to contact us.
The Information is not directed at any person or entity. The Information is intended only for use by users domiciled in the United Kingdom and is not intended for distribution or use in any jurisdiction or country where it is illegal or unlawful to access and use such information. Non-UK investors should consider their local regulations before considering investment. Finsec Associates disclaims all responsibility if you access or download any Information in breach of any law or regulation of the country in which you reside.
The Information is not directed at any person or entity in the United States, and this site is not intended for distribution or to be used by any person or entity in the United States unless those persons or entities are existing investors in funds managed by Finsec Associates and they have applicable US exemptions.
Accordingly, all persons who access this site are required to inform themselves of and to comply with all applicable sales restrictions in their home country.
Regulators and registered offices
In the United Kingdom the Finsec Associates group operates a number of regulated and non-regulated entities (collectively referred to as “Finsec Associates”):
Please Read Carefully
Finsec Associates Ltd is a company incorporated in England and Wales, offering compliance guidance and financial consultancy services. Finsec Associates Ltd is not authorised or regulated by the Financial Conduct Authority (FCA) in the United Kingdom, nor is it registered as an investment adviser with the U.S. Securities and Exchange Commission (SEC). The company does not provide regulated investment services or products.
Regulatory Status
Finsec Associates Ltd operates independently and is not a member of any FCA or SEC regulated group. All other entities previously associated with the Finsec Associates name are no longer in operation.
While we are not regulated by the FCA or SEC, we are committed to operating in accordance with the guidelines, principles, and best practices of these regulatory bodies to the extent applicable to our business as a financial advisory consultant.
Nature of Services
The information and opinions provided by Finsec Associates Ltd are for general guidance only and do not constitute investment, legal, tax, or other regulated advice.
Any decisions based on information provided by Finsec Associates Ltd are made at your own risk. We recommend seeking independent professional advice before making any financial or investment decisions.
No Regulatory Protections
As Finsec Associates Ltd is not FCA or SEC regulated, clients are not eligible for the protections offered by the Financial Services Compensation Scheme (FSCS), the Financial Ombudsman Service (FOS), or any equivalent regulatory schemes.
By engaging with Finsec Associates Ltd, you acknowledge and accept that such regulatory protections do not apply to our services.
Risk Warning
Investments and financial markets involve risks, including the potential loss of capital. Past performance is not indicative of future results.
The value of investments may go down as well as up, and you may not get back the amount originally invested.
Complaints
If you have a complaint regarding our services, please contact us directly at [insert contact details]. We will endeavour to resolve any issues promptly and fairly. However, please note that you will not have access to the Financial Ombudsman Service or similar regulatory dispute resolution schemes.
Sales Restrictions
The Information is provided for information purposes only and on the basis that you make your own investment decisions and do not rely upon it. Finsec Associates is not soliciting any action based on it and it does not constitute a personal recommendation or investment, legal, tax or other advice. Should you have any queries about the securities or investment funds referred to on this site, you should obtain specific professional advice for your personal circumstances before making any investment decision.
Risk Factors
Past performance is not an indication of future performance. The value of investments and the income from them may go down as well as up and investors may not get back the amount invested. Because of this, you are not certain to make a profit on your investments and you may lose money.
Exchange rates may cause the value of overseas investments and the income arising from them to rise or fall.
The levels and bases of and reliefs from taxation may change. Any tax reliefs referred to are those currently available and their value depends on the circumstances of the individual investor. Investors should consult their own tax adviser in order to understand any applicable tax consequences.
Accuracy of Information
The Information (including any expression of opinion or forecast) has been obtained from, or is based on, sources believed by Finsec Associates to be reliable, but is not guaranteed as to its accuracy or completeness and should not be relied upon. The Information is provided without obligation on the part of Finsec Associates and on the understanding that any person who acts upon it or changes his investment position in reliance on it does so entirely at his own risk. The Information does not constitute an offer to buy or sell or an invitation to make an offer to buy or sell any of the securities or shares in any fund referred to herein.
Information is current only as at the date it is first posted and may no longer be true or complete when viewed by you. All Information may be changed or amended without prior notice although Finsec Associates does not undertake to update this site regularly.
Some of the Information may be provided by third parties and Finsec Associates accepts no responsibility or liability for the accuracy of such information.
No Liability
No representation, warranty or undertaking is given by Finsec Associates as to the accuracy or completeness of the Information by Finsec Associates and no liability is accepted by Finsec Associates for the accuracy or completeness of such Information. In no event will Finsec Associates be liable to any person for any direct, indirect, special or consequential damages arising out of any use of the Information, or on any other hyper-linked site, including, without limitation, any lost profits, business interruption, loss of programs or data on your equipment, or otherwise, even if Finsec Associates is expressly advised of the possibility or likelihood of such damages. This does not exclude or restrict any duty or liability that Finsec Associates has to its customers under any regulatory system.
You should be aware that the Internet is not a completely reliable transmission medium. Finsec Associates does not accept any liability for any data transmission errors such as data loss or damage or alteration of any kind, including, but not limited to any direct, indirect or consequential damage, arising out of the use of the products or services referred to herein. This does not exclude or restrict any duty or liability that Finsec Associates has to its customers under any regulatory system.
Indemnity
You agree to indemnify, defend, and hold harmless Finsec Associates, its affiliates and licensors, and the officers, partners, employees, and agents of Finsec Associates and its affiliates and licensors, from and against any and all claims, liabilities, damages, losses, or expenses, including legal fees and costs, arising out of or in any way connected with your access to or use of this website and the Information.
Material Interests
Finsec Associates and its partners, officers and/or employees may have holdings in the funds referred to on this site and may otherwise be interested in transactions that you effect in those funds.
Linked Websites
This site may be linked to third party websites or contain information provided by third parties. Finsec Associates does not make any representation as to the accuracy or completeness of such websites or information, has not and will not review or update such websites or information, and cautions browsers that any use made of such websites or information is at their own risk. Finsec Associates does not accept any liability arising out of the information contained on any linked website or Information provided by a third party and the use of such sites and information is at your own risk. Our Privacy Policy does not apply to third party websites. This does not exclude or restrict any duty or liability that Finsec Associates has to its customers under the regulatory system in the United Kingdom.
Copyright, Trademarks and Other Rights
Copyright, trademarks, database rights, patents and all similar rights in this site and the Information contained are owned by Finsec Associates, its licensors or relevant third party providers. You may use the Information and reproduce it in hard copy for your personal reference only. The Information may not otherwise be reproduced, distributed, stored or transmitted without Finsec Associates’s written consent. Nothing on this site should be considered as granting any license or right under any trademark of Finsec Associates or any third party.
Governing Law
You agree that your use of this site and any dispute arising from the use of this site is subject to English law and you submit to the jurisdiction of the English courts.
Privacy and cookies
Finsec Associates is committed to safeguarding your Personal Data. You may be asked through this site to provide Personal Data such as your name, address, telephone number, email address and other information in connection with Finsec Associates’s client registration procedures. To the extent that Finsec Associates collects any Personal Data about you, Finsec Associates will hold it in confidence and in accordance with applicable data protection legislation. Please see our Privacy Policy for details as to how we hold and use your Personal Data.
Telephone calls made to Finsec Associates will be recorded and recordings may be used for training purposes or to meet Finsec Associates’s regulatory requirements. Any Personal Data provided during the call will be used and held in accordance with relevant data protection requirements.
Finsec Associates uses cookies. A “cookie” is a type of message given to a web browser by a web server. Finsec Associates can use 3 types of cookies: (1) a session cookie to help you navigate to the appropriate part of Finsec Associates’s website for the jurisdiction in which you are located: this is temporary and will be removed at the end of your session (2) a persistent cookie if you click on “remember me” to enable you to customise your use of the website: this will be stored on your computer’s hard drive until it automatically expires after 30 days or until you delete it (3) a persistent cookie to collect non-personal data for Google Analytic reports about your use of the website: this is stored on your computer’s hard drive until it expires or until you delete it. By clicking on the acceptance box you hereby give your consent to Finsec Associates using these cookies.
Please review this important information before proceeding with app.finsecassociates.com
The content on this website is designed for users domiciled in the United Kingdom and is not intended for use in jurisdictions where such access would be unlawful. If you are accessing this site from outside the UK, please ensure you comply with local laws and regulations.
Application onboarding and an Important Compliance Notice – Please Read Before Proceeding
Finsec Associates Ltd provides this application app.finsecassociates.com as a platform to assist users in the onboarding process for a range of financial services, including introductions to crowdfunding opportunities and other services offered by regulated third-party entities.
Finsec Associates Ltd is not authorised or regulated by the Financial Conduct Authority (FCA) in the United Kingdom, nor is it registered as an investment adviser with the U.S. Securities and Exchange Commission (SEC). The company does not provide regulated investment services or products, nor does it act as an agent or representative of any regulated entity.
All investment or financial activities you may undertake after onboarding through this application will be conducted directly with third-party providers who are authorised and regulated in their respective jurisdictions. We strongly encourage you to review the regulatory status and terms of any third-party provider before making any investment decision.
By using this application, you acknowledge that Finsec Associates Ltd’s role is limited to facilitating your onboarding process and does not extend to providing investment advice, recommendations, or any regulated financial services. If you have questions or require regulated advice, please consult a suitably authorised professional.
At Finsec Associates Ltd, we are committed to upholding the highest standards of professionalism and client care. Our services are guided by industry best practices and the principles set out by leading regulatory bodies in the UK and US financial sectors. We encourage all visitors to make informed decisions and to seek independent advice tailored to their personal circumstances before taking any investment action.
The information provided here is for general guidance only and should not be interpreted as a personal recommendation or as investment, legal, or tax advice. The value of investments can go down as well as up, and past performance is not a reliable indicator of future results. You may not get back the amount originally invested.
Finsec Associates Ltd operates exclusively under its own name. All other entities previously associated with the Finsec Associates brand are no longer in operation.
For any questions or further information, please contact us directly at our registered office:
Finsec Associates Ltd
677 Finchley Rd
London, NW2 2JP
Email: hq@finsecassociates.com